Step 5: Compliance Resources and Reporting

The documents below are related to the compliance and reporting requirements for Eligible CDFIs and Qualified Issuers for the CDFI Bond Guarantee Program are below. Please direct any questions to the CDFI Fund’s Help Desk at (202) 653-0421, or bgp@cdfi.treas.gov.

MATERIAL EVENTS

How to Submit a Material Event Form – Video Tutorial Updated - Oct 10, 2023

Certification of Material Events Form – FOR REFERENCE ONLY Updated - Oct 02, 2023

Certification of Material Events Form Frequently Asked Questions Updated - Sep 29, 2023

AMIS Training Manual: Material Event Form Submission Guide Updated - Sep 29, 2023

COMPLIANCE RESOURCES AND REPORTING

CDFI Bond Guarantee Program Annual Assessment Criteria and Checklist Updated - Apr 24, 2025

Secondary Loan Certification and Itemization of Collateral Form Updated - Apr 18, 2025

Pledged Loan Monitoring Report Template Updated - Apr 18, 2025

Financial Condition Monitoring Report Updated - Apr 18, 2025

Secondary Loan Commitment Form and Certification Updated - Apr 18, 2025

Tertiary Loan Monitoring (TLM) Report Updated - Apr 18, 2025

Itemization of Collateral Form Updated - Apr 18, 2025

CDFI Bond Guarantee Program Construction Loan Guidance - Effective March 18, 2020 Updated - Mar 16, 2020

Secondary Loan Requirements- Underwriting Review Checklist – Effective August 26, 2019 Updated - Oct 31, 2019

Secondary Loan Requirements - General Requirements - Effective August 26, 2019 Updated - Oct 31, 2019